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The attorneys at Eppenstein and Eppenstein, securities, commodities and hedge fund fraud lawyers, have extensive experience representing investors in actions against securities and commodities brokers and broker dealers. We have successfully recovered millions of dollars in assets for investors. We are qualified to represent your interests whether you are national or international investors or creditors in securities fraud and commodities fraud matters.

Eppenstein and Eppenstein is a respected New York-based securities fraud and commercial litigation law firm with a global practice, widely known nationally and in the international community for protecting the rights of defrauded investors and businesses, as well as for obtaining record-setting arbitration awards for our clients. The firm's Securities Law Arbitration website traces our 25 year history of successful representation of investors. Contact us today to discuss your potential claims.

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Securities Arbitration: Avoiding Arbitrator Conflicts of Interest – Part I

April 27th, 2006 by Madelaine Eppenstein

Conflicts of interest involving arbitrators in securities fraud arbitration and other investment misconduct cases can potentially undermine the integrity of the process and the ability of defrauded investors to recover for their losses. An extreme example was the recent filing of a court case that created news over the alleged failure of an NASD arbitrator to disclose potential conflicts, as reported in “Arbitrator in Citigroup Case Accused of Conflicts of Interest,” New York Times (Feb. 23, 2006). Read the rest of this entry »

Posted in Securities Arbitration & Litigation