Securities Arbitration: Avoiding Arbitrator Conflicts of Interest - Part I
April 27th, 2006 by
Madelaine Eppenstein
Conflicts of interest involving arbitrators in securities fraud arbitration and other investment misconduct cases can potentially undermine the integrity of the process and the ability of defrauded investors to recover for their losses. An extreme example was the recent filing of a court case that created news over the alleged failure of an NASD arbitrator to disclose potential conflicts, as reported in “Arbitrator in Citigroup Case Accused of Conflicts of Interest,” New York Times (Feb. 23, 2006). Read the rest of this entry »
Posted in Securities Arbitration & Litigation


