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The attorneys at Eppenstein and Eppenstein, securities, commodities and hedge fund fraud lawyers, have extensive experience representing investors in actions against securities and commodities brokers and broker dealers. We have successfully recovered millions of dollars in assets for investors. We are qualified to represent your interests whether you are national or international investors or creditors in securities fraud and commodities fraud matters.

Eppenstein and Eppenstein is a respected New York-based securities fraud and commercial litigation law firm with a global practice, widely known nationally and in the international community for protecting the rights of defrauded investors and businesses, as well as for obtaining record-setting arbitration awards for our clients. The firm's Securities Law Arbitration website traces our 25 year history of successful representation of investors. Contact us today to discuss your potential claims.

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Securities Arbitration: The Discovery Pit – Part I

May 30th, 2006 by Theodore Eppenstein

The $15 million SEC fine against Morgan Stanley & Co. for repeated and flagrant e-mail production failures in hundreds of securities arbitration cases points to a larger problem that mere penalties by the regulators cannot remedy. How do we know that sanctions, however drastic they may seem, will not serve to prevent future violations in securities arbitration: because experience has shown that the industry goes back to business as usual until the next time it is caught. A glaring case in point is Refco, the giant trading firm that spectacularly collapsed in a blaze of fraud and corruption at the end of 2005 after over a decade of slaps on the wrist by the regulators. Read the rest of this entry »

Posted in Securities Arbitration & Litigation