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The attorneys at Eppenstein and Eppenstein, securities, commodities and hedge fund fraud lawyers, have extensive experience representing investors in actions against securities and commodities brokers and broker dealers. We have successfully recovered millions of dollars in assets for investors. We are qualified to represent your interests whether you are national or international investors or creditors in securities fraud and commodities fraud matters.

Eppenstein and Eppenstein is a respected New York-based securities fraud and commercial litigation law firm with a global practice, widely known nationally and in the international community for protecting the rights of defrauded investors and businesses, as well as for obtaining record-setting arbitration awards for our clients. The firm's Securities Law Arbitration website traces our 25 year history of successful representation of investors. Contact us today to discuss your potential claims.

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Principles-Based Regulation: Looking the Other Way?

October 3rd, 2007 by Madelaine Eppenstein

In today’s online issue of, the financial journalist Susan Antilla quotes Ted Eppenstein, the securities arbitration lawyer, on the precipitous decline in securities regulatory fines and enforcement actions in 2006 by the NASD, NYSE and SEC.
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Posted in Securities Arbitration & Litigation