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The attorneys at Eppenstein and Eppenstein, securities, commodities and hedge fund fraud lawyers, have extensive experience representing investors in actions against securities and commodities brokers and broker dealers. We have successfully recovered millions of dollars in assets for investors. We are qualified to represent your interests whether you are national or international investors or creditors in securities fraud and commodities fraud matters.

Eppenstein and Eppenstein is a respected New York-based securities fraud and commercial litigation law firm with a global practice, widely known nationally and in the international community for protecting the rights of defrauded investors and businesses, as well as for obtaining record-setting arbitration awards for our clients. The firm's Securities Law Arbitration website traces our 25 year history of successful representation of investors. Contact us today to discuss your potential claims.

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Investor Protection: The ARS Blame Game

May 16th, 2008 by Madelaine Eppenstein

It’s not easy being an ordinary investor in these cynical times. Compliance Week’s May 13, 2008 article by Tammy Whitehouse quotes former SEC commissioner–now Washington lawyer–Roel Campos’ view of the purported “culpability” of investors who are stuck with illiquid auction rate securities which were sold to them as “cash equivalents”:

The SEC issued a cease-and-desist order in 2006 against a number of broker-dealers to clear up claims of bid rigging and flush out new disclosures, so ‘investors will have a hard time saying they didn’t understand the mechanics.’”

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Posted in Securities Arbitration & Litigation